Government oversight is an ongoing and increasing concern for the financial services industry. Avoiding customer complaints and regulatory issues starts with a robust compliance orientation and culture. SHM+G defends state, county and city officials, as well as municipal board and commission members.
SHM+G defends a wide variety of injury claims to persons and property for which a company may be liable. The firm defends corporate directors and officers for a wide range of alleged wrongful acts. Business disputes can be expensive, challenging and time-consuming. We regularly handle large and small business disputes in court and arbitration with an eye towards efficiency and results.
SHM+G defends a wide variety of injury claims to persons and property for which a company may be liable. The firm defends corporate directors and officers for a wide range of alleged wrongful acts. Business disputes can be expensive, challenging and time-consuming. We regularly handle large and small business disputes in court and arbitration with an eye towards efficiency and results.
Services
Miles specializes in securities litigation, whether sales practice, employment or regulatory related matters. Miles represents national and international securities firms in a variety of fora, including federal and state court, arbitration, mediation, and in regulatory matters before the SEC and/or FINRA.
Over the last 20 years, Eric has developed an expertise in the principal area of securities litigation before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA).
Assuming first chair responsibility, Eric has successfully handled hundreds of arbitration matters on behalf of broker-dealers and registered representatives involving customer complaints, employment related issues and securities/compliance/regulatory matters.Eric has more recently enjoyed the opportunity to play offense and pursue the collection of outstanding promissory notes on behalf of broker-dealers.
Assuming first chair responsibility, Eric has successfully handled hundreds of arbitration matters on behalf of broker-dealers and registered representatives involving customer complaints, employment related issues and securities/compliance/regulatory matters.Eric has more recently enjoyed the opportunity to play offense and pursue the collection of outstanding promissory notes on behalf of broker-dealers.
Sam has a broad practice ranging from representing clients from the financial services industry throughout the country to general liability business disputes. Sam is a partner at Saretsky Hart Michaels + Gould PC. His financial services practice includes representing securities broker-dealers, registered representatives and registered investment advisers in connection with all aspects of their business.
Janine attended law school at Michigan State University, graduating Summa Cum Laude in 2003. Janine M. Lucas is a partner at Saretsky Hart Michaels + Gould PC. While at MSU, Janine was a Charles H. King Scholar and earned Jurisprudence Achievement Awards in Research & Writing I and II, Property, Tax, Commercial Transactions, State and Local Government Law, and Business Enterprises.
Brian has served as lead counsel in hundreds of securities, employment, franchise and other business cases. Brian is a partner at Saretsky Hart Michael + Gould PC. Over the past 25 years, Brian has developed broad expertise litigating complex business disputes, including contract, restrictive covenant, trade secret, tortious interference, fraud and other commercial matters.
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Dory Goldberger
Jul 29, 2016
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