For years, n-Tier has been providing institutions with comprehensive data management solutions that provide the ideal balance of rapid delivery time and specialized automation. With the ability to run onsite or as a hosted cloud-based solution, n-Tier can be integrated into complex environments with no development effort and be easily updated when data requirements change.
Configurable at the business-level and with the ability to automate bespoke workflows, n-Tier's solution minimizes IT and Operations resources. The platform's web-based GUI and easy-to-use dashboards enable clients to quickly and efficiently identify, manage and correct data errors before and/or after regulatory reports are submitted.
Configurable at the business-level and with the ability to automate bespoke workflows, n-Tier's solution minimizes IT and Operations resources. The platform's web-based GUI and easy-to-use dashboards enable clients to quickly and efficiently identify, manage and correct data errors before and/or after regulatory reports are submitted.
Services
Using these configurable building blocks n-Tier enables clients to implement custom-tailored-streamlined solutions to their individual data and content management problems in a time-frame that is unmatched in the industry. Automation which is delivered in a manner that improves response time and customer satisfaction eliminates cost and waste, and replaces functions that generally required ongoing use of development resources for implementation.
Recent regulatory fines now in the many millions of dollars highlight the need for effective monitoring of a firm's reporting processes and data. Compliance Workbench our regulatory compliance offering provides a comprehensive monitoring platform that helps firms ensure the ongoing accuracy of their trade reporting and reduces a firm's regulatory risk in today's stringent compliance environment.
With years of experience working for firms on longstanding regulations such as Electronic Blue Sheets and OATS, as well as the required reference data, our team is uniquely positioned to help organizations meet the challenges presented in linking all the disparate data sources needed to reconcile, validate and generate CAT reports.
The CAT Customer & Account Information System (CAIS) is a separate system for submission of customer and account data and is scheduled to go live in two phases. Audit trail information as to when LTIDS and FDID change their associations or cease to exist. Events that can change associations could be account closures, Large Trader status change, or broker dealer mergers that cause client accounts structures to be combined.
We have in-depth experience of EBS regulatory reporting requirements coupled with extensive brokerage experience covering trading, middle-office, and settlement across all asset classes. We provide clients with the Compliance Workbench, the only platform which can programmatically unwind the complexity of trade flows front to back to ensure the accuracy of data.
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