A Canadian investment manager disclosed the price tag of its minority stake in one of the fastest growing RIA consolidators. As clients increasingly ask about investing their values, the ESG sector is facing calls for better data, more transparency and tighter regulation. A nonprofit research group compiled a growing list of products amid the question of whether the deluge of information and resources will result in systemic change.
With a new South Florida home and booming stateside business, the Canadian asset manager now aims to become the leading high net worth and ultra high net worth platform in the U.S. Automated investing services use misleading language in marketing materials and portfolio management is not meeting fiduciary requirements.
With a new South Florida home and booming stateside business, the Canadian asset manager now aims to become the leading high net worth and ultra high net worth platform in the U.S. Automated investing services use misleading language in marketing materials and portfolio management is not meeting fiduciary requirements.
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Financial Planning delivers the essential analysis and insight that independent advisors need to make informed decisions about their businesses and the clients they serve. The only information resource dedicated to the needs of the independent financial planner, Financial Planning provides analysis and breaking news, opinion and expert advice, and practical business-building ideas.
A Canadian investment manager disclosed the price tag of its minority stake in one of the fastest growing RIA consolidators. Charging clients a percentage of assets under management is still prevalent, but other types of fees are increasingly in the mix. Enhancements include a new dashboard view and a grid interface for porting data from other programs.
The service released its annual inflation adjustments Wednesday, including the standard deduction amount for individual and married taxpayers. Cryptocurrency investors would have little time to plan against possible tax increases under legislation advancing in Congress. That Rothko, Basquiat or Banksy hanging in the front hall may be a great way to get a tax break.
Automated investing services use misleading language in marketing materials and portfolio management is not meeting fiduciary requirements. FINRA alleges that the firm caused clients to incur more than $2.9 million in trading costs. As the U.S. commonwealth's fiscal restructuring awaits court approval, a fixed-income brokerage firm's CEO is trying to drum up votes - or at least a quorum.
INVEST CONNECT is coming virtually this fall. This year's event will deliver key takeaways based on detailed use-cases examining must-watch wealthtech megatrends in 2022 and beyond. With a keen focus on market drivers and economic outlook, senior leaders will examine the methodologies employed by the most successful organizations, long-term government, regulatory and investment initiatives and leadership in a post-pandemic reality.
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