Mainstay Capital Markets Consultants, Inc. is a full service consulting firm that possesses a broad scope of experience and expertise in the Securities/Capital Markets Industry and the Regulatory Agencies.
Since 1987, Mainstay and its principals have provided regulatory, compliance and general consulting services to a diverse group of clients, including Broker/Dealers, Registered Investment Advisors, Registered Investment Companies, Hedge Funds, Insurance Companies, Banks, Exchanges, Regulators, Foreign Governments and Law Firms.Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada.
Since 1987, Mainstay and its principals have provided regulatory, compliance and general consulting services to a diverse group of clients, including Broker/Dealers, Registered Investment Advisors, Registered Investment Companies, Hedge Funds, Insurance Companies, Banks, Exchanges, Regulators, Foreign Governments and Law Firms.Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada.
Services
Mainstay Capital Markets Consultants, Inc. provides a broad spectrum of consulting and outsourcing services that help our clients face the regulatory challenges and requirements that defines the Financial Services Industry as it is practiced today. We are committed to working closely with each of our clients and pride ourselves on developing long lasting relationships that allows our clients to focus on their core business and bottom line.
Advisory Services Network, LLC ("ASN") is an Atlanta based registered investment advisor which was created by the principals of Mainstay Capital Markets Consultants, Inc. ("Mainstay") to serve as a strategic partner for Investment Adviser Representatives ("IAR"). ASN was established in 2008 with the interest of IARs in mind.
Mainstay's Investment Advisor and Investment Company services provide our clients with the regulatory and compliance expertise necessary to meet the ever changing challenges of the current regulatory environment. Our services are tailored to the needs of our clients to ensure compliance with the SEC or state regulations and rules.
Mainstay's Broker / Dealer services provide our clients with the regulatory and compliance expertise necessary to meet the ever changing challenges of the current regulatory environment. We tailor our services to meet the needs of our clients so they can ensure compliance with the applicable rules and regulations.
Mainstay Capital Markets Consultants, Inc. can provide your company with professional and cost effective alternatives to maintaining or developing a full time compliance staff. Outsourcing allows your staff to focus on your core business and bottom line. Mainstay provides a comprehensive outsourcing solution designed to promote efficiency and enhance your firm's business.
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