Financial advice is changing, and at LPL Financial, we're at the forefront. We're building a future where advisors can-with no friction or complexity, as simple as turning the dials-pick the business model, services, technology, and product mix that best meet their clients' needs. With one platform, one sign-on, and one team to call, you can take your business anywhere you want it to go.
There are no limits to your growth, and we'll partner with you every step of the way. Gone are the days of choosing between independence and support. As an independent financial advisor at LPL, you can choose the exact level of service that fits your needs-up to and including outsourcing your entire back office to us.
There are no limits to your growth, and we'll partner with you every step of the way. Gone are the days of choosing between independence and support. As an independent financial advisor at LPL, you can choose the exact level of service that fits your needs-up to and including outsourcing your entire back office to us.
Services
At LPL Financial, financial advisors have the freedom they deserve to choose the business model, services, and financial technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. LPL's mission is to take care of our advisors, so they can take care of their clients.
Formed in 1989 through the merger of two small brokerage firms, Linsco and Private Ledger, LPL was designed as an alternative to traditional Wall Street firms. The founders' revolutionary vision was centered around helping financial professionals build competitive businesses while they served their clients' best interests-treating them like people, not accounts.
LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients' best interests. And more than 30 years later, that remains true of LPL today.
Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL.We believe in the value of independent advice, but at LPL, independence is not one-size-fits all.
Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL.We believe in the value of independent advice, but at LPL, independence is not one-size-fits all.
Every financial advisor-whether independent, RIA, employee, or within a bank or credit union-has a unique vision for their future. At LPL Financial, we help bring those visions to life. If you enjoy complete autonomy, you can control every aspect of your business with your own team and resources.
If you prefer more support, you can outsource as much of your back office-including marketing, administration, startup services, technology, etc.-as you like.Financial professionals are our only clients, so you're always the center of our universe. Our 1:4 ratio of employees to financial professionals ensures you have the service and support to help exceed client expectations.
If you prefer more support, you can outsource as much of your back office-including marketing, administration, startup services, technology, etc.-as you like.Financial professionals are our only clients, so you're always the center of our universe. Our 1:4 ratio of employees to financial professionals ensures you have the service and support to help exceed client expectations.
Get the resources you deserve to build the practice you want. When you join LPL Financial, our goal is to support your vision and help your business thrive. We offer comprehensive support and a broad range of business models to help you build the practice you want for the clients you choose.
With no proprietary products to sell, and no investment banking relationships to promote, you can rely on us for objective advice you can confidently share with your clients.Take advantage of the potential to improve your profitability with LPL Financial's competitive payouts and charges. Experience a smooth transition with our dedicated support and focused transition assistance.
With no proprietary products to sell, and no investment banking relationships to promote, you can rely on us for objective advice you can confidently share with your clients.Take advantage of the potential to improve your profitability with LPL Financial's competitive payouts and charges. Experience a smooth transition with our dedicated support and focused transition assistance.
Reviews (6)
Anmiv P.
Jan 07, 2022
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My wife and I met with Paul Lim and he was great! We wanted someone to sanity check our financial plans and were clear up front that we were not looking for long term wealth management services. Paul still offered to meet with us Pro Bono. He spent an hour answering all our questions and was very knowledgeable about retirement planning, tax planning and diversification. He had a couple of really impactful suggestions that should set us up nicely. I am very glad to have met him and will definitely look to Paul for future financial planning needs.
Nancy M.
Dec 28, 2021
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Julie B.
Nov 05, 2020
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My mom was a long standing customer of Becky Ethell when she was with Bates Securities. In 2019, while my mom was still living, she switched to LPL Financial. My mom passed away in December and Becky had never bothered to switch my mothers stuff over. We felt tricked when we thought she was helping us get everything switched over so we could cash it out. Instead she was having it moved over to LPL Financial. After that she told us to look through our moms mail for her statements to see what stuff was worth. We have had to handle everything ourselves. Every time we would call Ameritrade to
Carol G.
Jul 14, 2020
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Carla F.
Oct 13, 2019
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I have had investemnt money and an IRA with LPL. The investment account for
doing fair. Chis Rand convinced that they good a better job than Fidelity.
My IRA stating out with $504,000.00. The most recent statement I received showed in ending balance of $ 549,000.00. In six years it grew
$49 thousand dollars. I want LPL in investigate what happened to my retirement money. I want the money repaid to me, with interest. I would like Chris Rand terminated. Someone got rich off of my money, I would like to get to the bottom of this. Fides wealth management has all the personal information. I would
doing fair. Chis Rand convinced that they good a better job than Fidelity.
My IRA stating out with $504,000.00. The most recent statement I received showed in ending balance of $ 549,000.00. In six years it grew
$49 thousand dollars. I want LPL in investigate what happened to my retirement money. I want the money repaid to me, with interest. I would like Chris Rand terminated. Someone got rich off of my money, I would like to get to the bottom of this. Fides wealth management has all the personal information. I would
Mary Kay R.
Aug 23, 2017
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I've been relying on Tyler Abney from LPL Financial on Morehouse Drive in San Diego for many years. I am now retired and finically secure. I have money for travel, a new car and home remodeling, without depleting my savings. His advice has been spot on. Thank you, Tyler, for making my retirement years all I have dreamed of.
