SLA provides quantitative and qualitative litigation-support services in connection with disputes between broker-dealers and their clients. We also assist clients with internal investigations and responses to regulatory inquiries. SLA uses a proprietary software application to analyze large amounts of data in an efficient manner.
In addition, our deep experience with litigation support and our knowledge of retail branch office operations give us the ability to develop supplemental, case-specific analyses that are invaluable in helping counsel evaluate claimants' assertions, value the financial exposure to the firm, and provide evidence in defense of the firm and the registered advisor at arbitration hearings.
In addition, our deep experience with litigation support and our knowledge of retail branch office operations give us the ability to develop supplemental, case-specific analyses that are invaluable in helping counsel evaluate claimants' assertions, value the financial exposure to the firm, and provide evidence in defense of the firm and the registered advisor at arbitration hearings.
Services
For nearly 30 years, SLA principals have provided quantitative securities analysis and investor suitability and supervision analysis to clients involved in arbitrations, regulatory reviews and internal investigations. We have been retained in more than 5,000 matters and have provided expert-witness testimony in more than 350 arbitration hearings.
Founder and President of SLA, Mike has worked in the litigation support business since 1986. For more than 20 years, he was a principal with Economic Analysis Group, in Washington, DC, and the founder and Director of EAG's Securities Litigation Practice Group. Mr. Davis has directed the analysis of more than 20,000 customer accounts and testified as an expert witness at more than 100 arbitration hearings.
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