In 2002, Nelson Ebaugh earned his Master of Laws in Securities and Financial Regulation. Since then, a significant portion of Mr. Ebaugh's practice has been devoted to representing clients in securities litigation, arbitrations and regulatory proceedings. His meticulous preparation and effectiveness at trial and in arbitration proceedings has earned Mr. Ebaugh an AV Preeminent Peer Review Rating by Martindale-Hubbell, the highest recognition possible in the legal industry, for his professionalism and ethics.
Services
Controversies surrounding securities can arise between the issuing company and its shareholders, or between broker-dealers and their customers. Mr. Ebaugh vigorously represents plaintiffs and defendants in securities litigation, including actions for misstatements or omissions, failure to register, aiding and abetting, and control person liability.
Approximately two-thirds of all securities arbitrations are between broker-dealers and their clients. Co-counsel for 31 investors in an arbitration proceeding against two limited liability companies and their managers. Claims include fraud, breach of fiduciary duty, and unjust enrichment. Obtained a $449,603 arbitration award for a limited partnership which had alleged a breach of fiduciary duty claim against its broker-dealer.
In addition to representing clients in securities litigation, arbitrations and regulatory proceedings, Nelson Ebaugh routinely represents his clients in other areas of commercial litigation. Lead counsel for medical imaging and diagnostic company seeking over $10 million arising from the conversion of share certificates.
The Liability: Why You Should Understand the Five Tests of Civil Aiding and Abetting in Texas, 78:5 Tex. The Texas Supreme Court's Curious Approach Towards Aiding and Abetting, Blue Sky Bugle (ABA Comm. on State Reg. of Sec.), Jul./Aug. 2008, at 18. Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws, 1 Tex.
AV Preeminent: The highest peer rating standard. This rating signifies that a large number of the lawyer's peers rank him or her at the highest level of professional excellence for their legal knowledge, communication skills and ethical standards. Client Champion Gold is awarded to lawyers/firms with at least 6 reviews, with an average score of 4.2 or higher.
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