AMC Compliance provides regulatory compliance, risk management, and corporate governance advisory services that help the asset management sector understand and implement regulatory directives. Our clients include investment advisers, investment companies, hedge funds, private equity firms, securities broker-dealers, and insurance companies.
Rules and regulations, often new rules, impact the asset management sector, causing changes to the regulatory framework and supervision of this sector. The changes are requiring firms to implement redesigned compliance, risk management, and corporate governance framework. AMC Compliance will help guide firms through the changing regulatory environment by providing appropriate compliance products and solutions.
Rules and regulations, often new rules, impact the asset management sector, causing changes to the regulatory framework and supervision of this sector. The changes are requiring firms to implement redesigned compliance, risk management, and corporate governance framework. AMC Compliance will help guide firms through the changing regulatory environment by providing appropriate compliance products and solutions.
Services
AMC Compliance was founded on the idea of providing tested, practical compliance products and solutions to the asset management sector. Since our founding, we have provided our clients with practical compliance products and solutions to operate confidently.
Our Associates have over 25 years of industry experience providing, among other services, legal and compliance advice and counseling to investment advisers, securities broker-dealers, mutual funds, private equity firms and hedge funds, and insurance companies and their affiliated distributors.Our experienced industry practioners and subject matter experts take a practical aproach to solving problems while being responsive to a variety of demands.
Our Associates have over 25 years of industry experience providing, among other services, legal and compliance advice and counseling to investment advisers, securities broker-dealers, mutual funds, private equity firms and hedge funds, and insurance companies and their affiliated distributors.Our experienced industry practioners and subject matter experts take a practical aproach to solving problems while being responsive to a variety of demands.
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